Roy, Karine
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-04 | 2011-12-30 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2010-08-04 | 2014-04-17 | Rep | Dealing in securities | 2010-08-04 | 2014-04-17 | Rep | Dealing in futures contracts | 2011-09-15 | 2014-04-17 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-25 | 2009-04-04 | Rep | Dealing in securities | 2008-02-11 | 2009-04-04 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-08-31 | 2008-01-03 |
| 5 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2005-08-31 | 2008-01-03 | Rep | Advising on futures contracts | 2007-08-13 | 2008-01-03 |
| 6 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-04-28 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2010-08-30 | 2011-12-30 |
| 8 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-04-28 | Rep | Dealing in securities | 2009-07-02 | 2010-04-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy