Lu, Jiuzhou 陸九州

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ABCI Securities Company Limited Rep Advising on corporate finance 2009-09-02 2011-03-01
Rep Dealing in securities 2009-10-30 2011-03-01
2 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED Rep Dealing in securities 2011-05-11 2014-07-16
3 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Dealing in securities 2011-05-11 2014-07-16
4 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2014-10-22 2015-09-14
Rep Advising on securities 2014-10-22 2015-09-14
Rep Dealing in securities 2014-10-22 2015-09-14
5 GF Asset Management (Hong Kong) Limited Rep Asset management 2020-05-07 2021-01-28
Rep Advising on securities 2020-05-07 2021-09-08
RO Asset management 2021-01-28 2022-03-18
RO Advising on securities 2021-09-08 2022-03-18
6 GF Capital (Hong Kong) Limited Rep Advising on corporate finance 2019-02-19 2020-02-21
7 GF Securities (Hong Kong) Brokerage Limited Rep Dealing in securities 2019-02-19 2022-03-18
8 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2024-09-03 2025-03-25
Rep Asset management 2024-09-03 2025-03-25
RO Advising on securities 2025-03-25
RO Asset management 2025-03-25
9 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Rep Advising on securities 2022-05-06 2022-06-23
Rep Asset management 2022-05-06 2022-06-23
RO Advising on securities 2022-06-23 2024-01-16
RO Asset management 2022-06-23 2024-01-16
Rep Dealing in securities 2022-09-01 2024-01-16

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