Yin, Yiming (SFC:AXU648) 殷亦明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AB Capital Investment Limited (HK) | Rep | Asset management | 2021-10-26 | 2022-09-30 |
| 2 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-08-10 | 2012-10-19 | Rep | Dealing in securities | 2011-08-10 | 2012-10-19 |
| 3 | M3 Capital Partners (HK) Limited | Rep | Advising on securities | 2013-06-04 | 2015-03-02 | Rep | Dealing in securities | 2013-06-04 | 2015-03-02 |
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