Mallott, Timothy Charles (SFC:AUG689)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | RO | Dealing in futures contracts | 2020-09-16 | RO | Dealing in securities | 2020-09-16 |
| 2 | GFI (HK) SECURITIES L.L.C. | RO | Automated trading services | 2022-11-14 | RO | Dealing in futures contracts | 2022-11-14 | RO | Dealing in securities | 2022-11-14 |
| 3 | Sunrise Brokers (Hong Kong) Limited | RO | Dealing in securities | 2023-08-08 | RO | Dealing in futures contracts | 2024-10-29 |
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