Li, Ruo Yu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2022-09-26 | 2024-04-17 | Rep | Dealing in securities | 2022-09-26 | 2024-04-17 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-16 | 2020-06-26 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-16 | 2020-06-26 | Rep | Advising on securities | 2020-03-26 | 2020-06-26 |
| 4 | ICBC Asset Management (Global) Company Limited | Rep | Advising on futures contracts | 2021-02-25 | 2022-08-24 | Rep | Advising on securities | 2021-02-25 | 2022-08-24 | Rep | Asset management | 2021-02-25 | 2022-08-24 |
| 5 | QI YUAN ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on securities | 2018-12-03 | 2019-07-05 | Rep | Asset management | 2018-12-03 | 2019-07-05 |
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