Wang, Yan (SFC:BCZ172) 王妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-03-02 | 2021-04-25 | Rep | Asset management | 2015-03-02 | 2021-04-25 |
| 2 | GL China Equity HK Management Limited | Rep | Advising on securities | 2021-08-31 | 2021-11-23 | Rep | Asset management | 2021-08-31 | 2021-11-23 | RO | Advising on securities | 2021-11-23 | RO | Asset management | 2021-11-23 |
| 3 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2014-02-25 | 2014-10-13 |
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