Ho, Cham (SFC:BCG431) 何湛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2014-07-03 | 2015-12-21 | Rep | Dealing in securities | 2014-07-03 | 2015-12-21 |
| 2 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-03 | 2018-06-15 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2014-07-03 | 2018-06-15 | Rep | Dealing in securities | 2014-07-03 | 2018-06-15 |
| 4 | Robeco Hong Kong Limited | Rep | Advising on securities | 2013-11-11 | 2014-06-18 | Rep | Dealing in securities | 2013-11-11 | 2014-06-18 |
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