Wan, Kwong Ming 溫光明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-10-02 | 2015-11-30 |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-07-29 | 2024-08-14 | RO | Advising on corporate finance | 2024-08-14 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2024-08-14 | |
| 4 | Partners Asset Management (HK) Limited | Rep | Advising on securities | 2013-10-28 | 2014-01-14 | Rep | Asset management | 2013-10-28 | 2014-01-14 |
| 5 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2014-01-16 | 2015-02-24 | Rep | Dealing in securities | 2014-01-16 | 2015-02-24 |
| 6 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-28 | 2014-01-14 |
| 7 | SORRENTO CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-07-09 | 2022-07-07 |
| 8 | TC Capital International Limited | Rep | Advising on corporate finance | 2015-12-17 | 2019-06-26 |
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