Guo, Shihai 郭世海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARTE Capital Management Limited | Rep | Advising on securities | 2024-05-29 | 2024-06-25 | Rep | Asset management | 2024-05-29 | 2024-06-25 | RO | Advising on securities | 2024-06-25 | RO | Asset management | 2024-06-25 |
| 2 | BOCOM International Asset Management Limited | Rep | Asset management | 2015-04-28 | 2019-12-31 | Rep | Dealing in securities | 2015-04-28 | 2019-12-31 |
| 3 | CEB International Asset Management Corporation Limited | RO | Advising on securities | 2023-05-31 | 2023-10-18 | RO | Asset management | 2023-05-31 | 2023-10-18 | RO | Dealing in securities | 2023-05-31 | 2023-10-18 |
| 4 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-01-23 | 2021-04-14 | Rep | Advising on securities | 2020-02-13 | 2021-04-14 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-01-23 | 2021-04-14 |
| 6 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-04-17 | 2015-02-16 |
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