Hu, Jing (SFC:AZT560) 胡靜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | Rep | Advising on securities | 2020-06-01 | 2022-11-29 | Rep | Asset management | 2020-06-01 | 2022-11-29 | Rep | Dealing in securities | 2020-06-01 | 2022-11-29 | RO | Asset management | 2022-11-29 | RO | Advising on securities | 2022-11-29 | 2023-06-09 | RO | Dealing in securities | 2022-11-29 | 2023-06-09 | Rep | Advising on securities | 2023-06-09 | 2023-11-30 | Rep | Dealing in securities | 2023-06-09 | 2023-11-30 | RO | Advising on securities | 2023-11-30 | RO | Dealing in securities | 2023-11-30 |
| 2 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2016-10-18 | 2018-07-04 | Rep | Asset management | 2016-10-18 | 2018-07-04 | Rep | Dealing in securities | 2016-10-18 | 2018-07-04 |
| 3 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-03-11 | 2016-10-01 | Rep | Dealing in securities | 2015-03-11 | 2016-10-01 |
| 4 | Foundation Asset Management (HK) Limited | Rep | Advising on securities | 2018-07-26 | 2019-05-10 | Rep | Asset management | 2018-07-26 | 2019-05-10 |
| 5 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-26 | 2015-02-20 |
| 6 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-26 | 2015-02-20 | Rep | Dealing in futures contracts | 2013-12-31 | 2015-02-20 |
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