Lo, Sam Ning Yue 羅寧雨
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2025-08-21 | Rep | Dealing in securities | 2025-08-21 |
| 2 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on securities | 2015-03-23 | 2016-06-30 | Rep | Asset management | 2015-03-23 | 2016-06-30 |
| 3 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-05-20 | 2020-07-16 |
| 4 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-24 | 2010-06-14 | Rep | Dealing in securities | 2009-06-24 | 2010-06-14 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2021-08-02 | 2025-06-30 | Rep | Dealing in securities | 2021-08-02 | 2025-06-30 |
| 6 | Premia Partners Company Limited | Rep | Advising on securities | 2020-09-02 | 2021-02-12 | Rep | Dealing in securities | 2020-09-02 | 2021-02-12 |
| 7 | SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED | Rep | Advising on securities | 2016-10-25 | 2019-04-04 | Rep | Asset management | 2016-10-25 | 2019-04-04 |
| 8 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2016-10-25 | 2019-04-04 | Rep | Asset management | 2016-10-25 | 2019-04-04 | Rep | Dealing in securities | 2016-10-25 | 2019-04-04 |
| 9 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2016-10-25 | 2019-04-04 | Rep | Asset management | 2016-10-25 | 2019-04-04 | Rep | Dealing in securities | 2016-10-25 | 2019-04-04 |
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