Kwok, Danny 郭世傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Advising on securities | 2011-10-27 | 2011-12-31 | Rep | Asset management | 2011-10-27 | 2011-12-31 | Rep | Dealing in futures contracts | 2011-10-27 | 2011-12-31 | Rep | Dealing in securities | 2011-10-27 | 2011-12-31 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-10-27 | 2017-05-23 | Rep | Asset management | 2011-10-27 | 2017-05-23 | Rep | Dealing in futures contracts | 2011-10-27 | 2017-05-23 | Rep | Dealing in securities | 2011-10-27 | 2017-05-23 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-10-27 | 2017-05-23 |
| 4 | Legal & General Investment Management Asia Limited | Rep | Dealing in securities | 2017-06-14 | 2017-09-29 | Rep | Asset management | 2017-06-14 | 2021-02-09 | RO | Dealing in securities | 2017-09-29 | RO | Dealing in futures contracts | 2017-10-16 | RO | Asset management | 2021-02-09 |
| 5 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2008-05-23 | 2011-08-22 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-12 | 2011-08-22 |
| 7 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-23 | 2009-04-24 |
| 8 | MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2008-05-23 | 2008-09-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy