Albergo, Christopher John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2016-12-20 | 2017-01-24 | Rep | Advising on securities | 2016-12-20 | 2018-04-30 | RO | Asset management | 2017-01-24 | 2018-04-30 |
| 2 | Ion Pacific Limited | Rep | Advising on corporate finance | 2015-12-17 | 2016-06-16 | Rep | Advising on securities | 2015-12-17 | 2016-06-16 | Rep | Dealing in securities | 2015-12-17 | 2016-06-16 | RO | Asset management | 2015-12-17 | 2016-06-16 |
| 3 | KEC Capital Company Limited | Rep | Advising on securities | 2018-06-25 | 2018-09-17 | Rep | Asset management | 2018-06-25 | 2018-09-17 | RO | Advising on securities | 2018-09-17 | RO | Asset management | 2018-09-17 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-08-29 | 2008-05-15 |
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