Lok, Chi Yeung 駱子洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A.M. BEST ASIA-PACIFIC LIMITED | Rep | Credit rating services | 2011-06-01 | 2019-02-22 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2005-08-15 | 2005-12-01 | Rep | Dealing in securities | 2005-08-15 | 2005-12-01 |
| 3 | POTOMAC CAPITAL LIMITED (HK) | Rep | Dealing in securities | 2009-02-16 | 2009-11-19 |
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