Yip, Shui Key 葉紹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JMC Capital HK Limited | Rep | Advising on securities | 2022-12-06 | 2023-06-27 | Rep | Asset management | 2022-12-06 | 2023-06-27 | Rep | Dealing in securities | 2022-12-06 | 2023-06-27 |
| 2 | JMC Capital International Limited | Rep | Advising on futures contracts | 2022-12-06 | 2023-06-27 | Rep | Advising on securities | 2022-12-06 | 2023-06-27 | Rep | Dealing in futures contracts | 2022-12-06 | 2023-06-27 | Rep | Dealing in securities | 2022-12-06 | 2023-06-27 |
| 3 | Lee Kee Store Company Limited | Rep | Advising on futures contracts | 2017-09-29 | 2018-09-04 | Rep | Dealing in futures contracts | 2017-09-29 | 2018-09-04 |
| 4 | Metaverse Securities Limited (HK) | RO | Advising on corporate finance | 2003-06-24 | RO | Advising on securities | 2005-11-18 | RO | Asset management | 2005-11-18 | RO | Advising on futures contracts | 2006-05-08 |
| 5 | MLB Asset Management Limited | Rep | Asset management | 2016-10-14 | 2017-01-31 |
| 6 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-09-20 | 2009-08-01 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2006-09-20 | 2009-08-01 | Rep | Dealing in securities | 2006-09-20 | 2009-08-01 |
| 8 | SMBC Nikko Securities (Hong Kong) Limited | RO | Advising on securities | 2004-08-11 | 2005-11-18 | RO | Asset management | 2004-08-11 | 2005-11-18 | RO | Dealing in securities | 2004-08-11 | 2005-11-18 |
| 9 | Superactive Financial Group Company Limited | Rep | Dealing in securities | 2020-03-17 | 2020-08-14 | Rep | Advising on futures contracts | 2020-03-17 | 2020-09-25 | Rep | Advising on securities | 2020-03-17 | 2020-09-25 | Rep | Asset management | 2020-03-17 | 2020-09-25 |
| 10 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2012-07-31 | 2012-09-19 |
| 11 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2012-07-31 | 2012-09-19 | Rep | Leveraged foreign exchange trading | 2012-07-31 | 2012-09-19 |
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