Yang, Ming (SFC:ARG350) 楊明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2018-07-16 | 2019-10-01 |
| 2 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2008-09-23 | 2014-02-26 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2018-07-16 | 2019-10-01 |
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