Lee, Kwong Wai (SFC:AXI348) 李剛瑋

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Changjiang Futures (HK) Limited Rep Dealing in futures contracts 2013-10-18 2015-08-21
Rep Dealing in futures contracts 2017-04-13 2017-05-31
2 Changjiang Securities Brokerage (HK) Limited Rep Dealing in securities 2013-10-18 2015-08-21
Rep Dealing in securities 2017-04-13 2017-05-31
3 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Rep Dealing in futures contracts 2016-09-08 2017-03-24
4 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Dealing in securities 2016-09-08 2017-03-24
5 JS SECURITIES LIMITED (HK) Rep Dealing in securities 2017-07-12 2020-02-28
6 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-09-09 2016-05-01
7 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2015-09-09 2016-05-01
8 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2011-05-26 2013-06-28
9 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2011-05-26 2013-06-28
Rep Advising on securities 2011-09-27 2013-06-28
10 Seazen Resources Asset Management Limited Rep Asset management 2016-05-13 2016-08-26
11 Seazen Resources Futures Limited Rep Dealing in futures contracts 2016-05-13 2016-08-26
12 Seazen Resources Securities Limited Rep Dealing in securities 2016-05-13 2016-08-26
13 Sino-Rich Securities & Futures Limited Rep Advising on securities 2013-07-17 2013-10-05
Rep Dealing in futures contracts 2013-07-17 2013-10-05
Rep Dealing in securities 2013-07-17 2013-10-05
14 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2017-07-12 2021-04-26
RO Dealing in futures contracts 2021-04-26 2021-06-18

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