Tam, Ophelia Wing Yan 譚泳恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2007-06-25 | 2008-03-21 |
| 2 | Fosun International Securities Limited | Rep | Advising on securities | 2018-01-15 | 2019-09-30 | Rep | Dealing in securities | 2018-01-15 | 2019-09-30 |
| 3 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2007-02-16 | 2007-06-09 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-05-30 | 2015-01-31 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-03-18 | 2015-09-18 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2016-07-20 | 2017-06-01 | Rep | Dealing in securities | 2016-07-20 | 2017-06-01 |
| 7 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-12-17 | 2021-07-09 |
| 8 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-11-20 | 2021-07-09 | Rep | Dealing in securities | 2019-11-20 | 2021-07-09 |
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