Fang, Wai 方偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2011-06-28 | 2013-12-27 | Rep | Dealing in securities | 2011-06-28 | 2013-12-27 |
| 2 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-09 | 2010-06-11 | Rep | Dealing in futures contracts | 2014-10-09 | 2015-11-17 | RO | Dealing in futures contracts | 2015-11-17 | 2017-09-08 |
| 3 | CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-24 | 2010-06-11 | Rep | Dealing in securities | 2014-10-09 | 2017-09-08 |
| 4 | CVP Securities Limited | Rep | Dealing in futures contracts | 2013-12-31 | 2014-09-30 | Rep | Dealing in securities | 2013-12-31 | 2014-09-30 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-06-24 | 2011-06-15 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-24 | 2011-06-15 |
| 7 | New Harvest Wealth Securities Company Limited | Rep | Dealing in securities | 2017-09-12 | 2018-04-23 | RO | Advising on securities | 2018-04-23 | 2019-04-23 | RO | Dealing in securities | 2018-04-23 | 2019-04-23 |
| 8 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2023-02-08 | Rep | Asset management | 2023-02-08 |
| 9 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2019-09-26 | 2020-11-04 | RO | Dealing in securities | 2020-11-04 | 2022-12-12 |
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