Ling, Maximilian Shui Hung 林瑞鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-09-16 | 2018-12-14 | Rep | Dealing in securities | 2015-09-16 | 2018-12-14 |
| 2 | QUINTAR CAPITAL LIMITED | Rep | Asset management | 2016-04-26 | 2018-12-14 |
| 3 | SECURIS CAPITAL LIMITED | Rep | Dealing in securities | 2018-12-28 | 2019-01-04 | Rep | Asset management | 2018-12-28 | 2019-09-27 | RO | Advising on securities | 2019-01-04 | 2024-11-29 | RO | Dealing in securities | 2019-01-04 | 2024-11-29 | RO | Asset management | 2019-09-27 | 2024-11-29 |
| 4 | Top One Global Capital Management Limited | RO | Advising on securities | 2025-01-16 | RO | Asset management | 2025-01-16 | RO | Dealing in securities | 2025-01-16 |
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