Ma, Ka Man (SFC:BAC046) 馬嘉汶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2022-09-13 | 2024-01-10 | Rep | Dealing in securities | 2022-09-13 | 2024-01-10 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2018-12-05 | 2022-07-22 | Rep | Dealing in securities | 2018-12-05 | 2022-07-22 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2012-09-25 | 2015-06-22 |
| 4 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-05-06 | Rep | Dealing in securities | 2024-05-06 | Rep | Asset management | 2024-05-31 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-05-06 | Rep | Dealing in securities | 2024-05-06 | Rep | Asset management | 2024-05-31 |
| 6 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2015-07-21 | 2018-05-21 |
| 7 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2015-07-21 | 2018-05-21 | Rep | Advising on securities | 2017-06-19 | 2018-05-21 | Rep | Asset management | 2017-06-19 | 2018-05-21 |
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