Xu, Hao (SFC:AVA631) 許昊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | RO | Advising on securities | 2024-08-23 | RO | Asset management | 2024-08-23 | RO | Dealing in securities | 2024-08-23 |
| 2 | Arta Corporate Advisory Limited | Rep | Advising on corporate finance | 2024-11-04 | |
| 3 | Arta Global Markets Limited | RO | Advising on securities | 2024-08-23 | RO | Asset management | 2024-08-23 | RO | Dealing in securities | 2024-08-23 |
| 4 | Avantua Capital Management Limited | RO | Advising on securities | 2020-10-12 | 2024-08-23 | RO | Asset management | 2020-10-12 | 2024-08-23 |
| 5 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-07-19 | 2016-11-30 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2016-07-19 | 2016-11-30 | Rep | Dealing in securities | 2016-07-19 | 2016-11-30 |
| 7 | Kaisa Asset Management Limited | Rep | Advising on securities | 2017-05-29 | 2020-07-10 | Rep | Asset management | 2017-05-29 | 2020-07-10 | RO | Advising on securities | 2020-07-10 | 2020-08-14 | RO | Asset management | 2020-07-10 | 2020-08-14 |
| 8 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2020-06-30 | 2020-08-14 |
| 9 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2010-04-26 | 2010-12-15 | Rep | Dealing in securities | 2010-04-26 | 2010-12-15 |
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