Yung, Wai Sing (SFC:ANP500) 容渭星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-27 | 2007-04-27 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-27 | 2007-04-27 | Rep | Dealing in securities | 2006-06-27 | 2007-04-27 |
| 3 | PrincipleOne Securities Limited | RO | Dealing in securities | 2023-10-11 | 2024-04-30 |
| 4 | Swiss International Asset Management Limited | Rep | Advising on securities | 2025-03-11 | 2025-04-15 | Rep | Asset management | 2025-03-11 | 2025-04-15 | RO | Advising on securities | 2025-04-15 | RO | Asset management | 2025-04-15 |
| 5 | WIN FULL INVESTMENT MANAGEMENT GROUP LIMITED | RO | Advising on securities | 2021-03-08 | 2021-08-22 | RO | Asset management | 2021-03-08 | 2021-08-22 |
| 6 | Wisdom Cosmic Hong Kong Limited | RO | Advising on securities | 2022-08-31 | 2024-08-31 | RO | Asset management | 2022-08-31 | 2024-08-31 |
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