Chan, Yue Yuen 陳裕源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | Rep | Advising on securities | 2015-10-23 | 2016-01-21 | Rep | Asset management | 2015-10-23 | 2016-01-21 | RO | Advising on securities | 2016-01-21 | 2016-12-18 | RO | Asset management | 2016-01-21 | 2016-12-18 |
| 2 | Apollo Asset Management Limited (HK) | RO | Advising on securities | 2024-03-28 | 2024-06-18 | RO | Asset management | 2024-03-28 | 2024-06-18 |
| 3 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-06-26 | 2006-09-01 |
| 4 | Doo Financial HK Limited | Rep | Advising on securities | 2024-07-15 | 2024-08-16 | Rep | Asset management | 2024-07-15 | 2024-08-16 | RO | Advising on securities | 2024-08-16 | RO | Asset management | 2024-08-16 | RO | Dealing in securities | 2024-08-16 |
| 5 | Fubon Fund Management (Hong Kong) Limited | RO | Advising on securities | 2017-02-09 | 2023-11-24 | RO | Asset management | 2017-02-09 | 2023-11-24 | RO | Dealing in securities | 2017-02-09 | 2023-11-24 |
| 6 | GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2011-09-21 | 2011-11-03 | Rep | Asset management | 2011-09-21 | 2011-11-03 | RO | Advising on securities | 2011-11-03 | 2015-10-01 | RO | Asset management | 2011-11-03 | 2015-10-01 |
| 7 | Partners Asset Management (HK) Limited | RO | Advising on securities | 2007-10-15 | 2009-11-30 | RO | Asset management | 2007-10-15 | 2009-11-30 |
| 8 | VISION FINANCE (SECURITIES) LIMITED | RO | Advising on securities | 2010-11-09 | 2011-09-19 | RO | Asset management | 2010-11-09 | 2011-09-19 |
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