Kurtz, Michael David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on corporate finance | 2004-12-13 | Rep | Asset management | 2004-12-13 | Rep | Automated trading services | 2004-12-13 | Rep | Dealing in securities | 2004-12-13 | Rep | Advising on securities | 2005-06-10 | RO | Advising on securities | 2005-06-10 | 2008-05-30 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-09-16 | 2011-09-05 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-10-24 | 2016-04-14 | Rep | Advising on securities | 2011-10-24 | 2016-04-14 |
| 4 | RAYS Capital Partners Limited | Rep | Advising on securities | 2016-11-14 | 2024-03-31 |
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