Li, Yi Man (SFC:AFQ489) 李依雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-03-26 | 2008-07-03 | Rep | Dealing in securities | 2007-03-26 | 2008-07-03 |
| 2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-03-26 | 2008-07-03 | Rep | Dealing in futures contracts | 2007-03-26 | 2008-07-03 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-08-20 | 2004-12-28 |
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