Hung, Kam Yu 洪錦儒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Alpha Financial Group Limited Rep Dealing in securities 2016-02-11 2025-04-30
2 Beijing Securities Limited Rep Dealing in securities 2010-03-08 2010-06-15
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Rep Advising on corporate finance 2004-02-16 2004-05-18
Rep Advising on securities 2004-02-16 2004-05-18
Rep Asset management 2004-02-16 2004-05-18
Rep Dealing in securities 2004-02-16 2004-05-18
4 China Reserve Securities Limited Rep Dealing in securities 2004-07-14 2004-10-12
5 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED Rep Dealing in securities 2013-10-02 2014-01-30
6 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2005-11-15 2009-02-14
7 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2007-07-26 2009-02-14
8 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2005-03-16 2005-09-27
9 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2005-03-16 2005-09-27
10 EMPEROR FUTURES LIMITED Rep Dealing in futures contracts 2012-07-25 2013-09-25
11 EMPEROR SECURITIES LIMITED (HK) Rep Dealing in securities 2012-07-25 2013-09-25
12 Funderstone Futures Limited Rep Dealing in futures contracts 2012-02-20 2012-06-30
13 Funderstone Securities Limited Rep Dealing in securities 2012-02-20 2012-06-30
14 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Advising on corporate finance 2004-02-11
Rep Advising on securities 2004-02-11
Rep Asset management 2004-02-11
Rep Automated trading services 2004-02-11
Rep Dealing in securities 2004-02-11
15 Oshidori Securities Limited Rep Advising on corporate finance 2004-05-19 2004-07-12
Rep Advising on securities 2004-05-19 2004-07-12
Rep Asset management 2004-05-19 2004-07-12
Rep Dealing in securities 2004-05-19 2004-07-12
16 QUEST STOCKBROKERS (HK) LIMITED RO Dealing in securities 2009-03-19 2009-09-19
Rep Dealing in securities 2009-09-19 2009-10-01
17 XinKong International Securities Limited Rep Dealing in securities 2010-06-24 2011-05-23
Rep Dealing in futures contracts 2010-07-26 2011-05-23

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