Chan, Lai Ming (SFC:AOD290) 陳麗明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Beevest Securities Limited Rep Dealing in securities 2019-06-18 2019-08-13
Rep Dealing in futures contracts 2019-07-30 2020-02-24
RO Advising on securities 2019-08-13 2020-02-24
RO Dealing in securities 2019-08-13 2020-02-24
2 BOCI SECURITIES LIMITED Rep Dealing in securities 2007-05-29 2007-09-27
3 CATHAY SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2018-08-29 2018-11-18
4 Central China International Futures Company Limited Rep Dealing in futures contracts 2017-10-18 2017-11-10
5 Central China International Securities Co., Limited Rep Dealing in securities 2017-03-09 2017-11-10
6 Forwin Futures Group Limited Rep Dealing in futures contracts 2016-08-22 2016-09-30
7 Forwin Securities Group Limited Rep Dealing in securities 2016-08-22 2016-09-30
8 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2015-12-21 2016-07-17
9 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2015-12-21 2016-07-17
10 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2008-10-03 2009-07-08
11 PICO ZEMAN SECURITIES (HK) LIMITED Rep Dealing in securities 2016-10-11 2017-02-21
12 Prior Securities Limited Rep Dealing in securities 2018-02-22 2018-08-07
13 VC BROKERAGE LIMITED Rep Dealing in securities 2007-01-08 2007-03-08
Rep Dealing in securities 2007-10-10 2008-09-20
Rep Dealing in securities 2009-07-24 2015-12-17
14 VC INTERNATIONAL TRADING LIMITED Rep Dealing in futures contracts 2010-03-26 2015-12-17

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