Kwan, Freddie Wai Kuen 關偉權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DT Securities & Futures Co. Limited | Rep | Dealing in futures contracts | 2024-05-14 | 2024-06-14 | Rep | Dealing in securities | 2024-05-14 | 2024-06-14 | RO | Dealing in futures contracts | 2024-06-14 | RO | Dealing in securities | 2024-06-14 |
| 2 | GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2003-08-07 | RO | Asset management | 2003-08-07 | RO | Dealing in securities | 2004-03-18 |
| 3 | PACIFIC CHALLENGE CORPORATE FINANCE LIMITED | RO | Dealing in securities | 2004-03-18 | |
| 4 | PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Advising on futures contracts | 2003-08-07 | RO | Asset management | 2003-08-07 | RO | Dealing in futures contracts | 2004-03-18 |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | Dealing in securities | 2006-06-23 | 2014-08-01 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2004-03-26 | RO | Dealing in futures contracts | 2004-03-26 | 2023-09-07 | Rep | Dealing in futures contracts | 2024-03-18 | 2024-04-23 |
| 7 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2017-02-22 | 2023-09-07 | RO | Advising on securities | 2017-02-22 | 2023-09-07 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-19 | 2004-03-26 | RO | Dealing in securities | 2004-03-26 | 2023-09-07 | Rep | Dealing in securities | 2024-03-18 | 2024-04-23 |
| 9 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | RO | Dealing in securities | 2007-08-17 | 2014-11-27 |
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