Lam, Chun Yim 林駿棪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Lego Securities Limited | Rep | Dealing in securities | 2023-05-03 | 2023-12-05 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-31 | 2012-10-06 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-01-18 | 2012-10-06 |
| 4 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2013-04-22 | 2018-08-06 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-10-16 | 2019-01-03 | Rep | Dealing in securities | 2012-10-16 | 2019-01-03 | Rep | Asset management | 2017-06-16 | 2019-01-03 | Rep | Dealing in securities | 2024-01-08 |
| 6 | Realord Asia Pacific Securities Limited | Rep | Dealing in securities | 2020-04-23 | 2023-04-24 |
| 7 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-02-14 | 2020-04-03 |
| 8 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-02-14 | 2020-04-03 |
| 9 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-02-14 | 2020-04-03 |
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