Lee, Chaeeun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2016-01-21 | 2017-04-30 | Rep | Dealing in securities | 2016-01-21 | 2017-04-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-11-13 | 2014-02-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-11-13 | 2014-02-01 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-04-15 | 2013-06-04 |
| 5 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-04-15 | 2013-06-04 | Rep | Dealing in securities | 2011-04-15 | 2013-06-04 |
| 6 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-03-20 | 2015-03-03 | Rep | Dealing in securities | 2014-03-20 | 2015-03-03 |
| 7 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-05-07 | 2015-08-20 | Rep | Dealing in securities | 2015-05-07 | 2015-08-20 |
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