Phong, Hei Keung 龎熙強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Dealing in securities | 2006-01-01 |
| 2 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-26 | 2015-08-12 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-08-02 | 2013-03-08 |
| 4 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-02 | 2013-03-08 |
| 5 | TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-07 |
| 6 | Waton Securities International Limited | Rep | Dealing in securities | 2015-09-07 | 2022-02-21 |
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