Lok, Fung Kam 駱鳳琴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aevitas Securities Limited | Rep | Advising on securities | 2019-12-17 | 2021-09-13 | Rep | Asset management | 2019-12-17 | 2021-09-13 | Rep | Dealing in futures contracts | 2019-12-17 | 2021-09-13 | Rep | Dealing in securities | 2019-12-17 | 2021-09-13 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2017-11-07 | 2019-11-17 | Rep | Dealing in futures contracts | 2017-11-07 | 2019-11-17 |
| 3 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2017-11-07 | 2019-11-17 | Rep | Dealing in securities | 2017-11-07 | 2019-11-17 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-02-19 | 2011-12-01 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-13 | 2011-12-01 |
| 6 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-19 | 2010-02-16 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on futures contracts | 2016-03-23 | 2017-10-06 | Rep | Advising on securities | 2016-03-23 | 2017-10-06 | Rep | Dealing in futures contracts | 2016-03-23 | 2017-10-06 | Rep | Dealing in securities | 2016-03-23 | 2017-10-06 |
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