Chan, Tung Wa 陳東華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2025-09-17 | RO | Asset management | 2025-09-17 |
| 2 | Crosby Securities Limited | Rep | Advising on securities | 2023-12-12 | 2025-09-05 | Rep | Asset management | 2023-12-12 | 2025-09-05 | Rep | Dealing in securities | 2023-12-12 | 2025-09-05 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2010-10-26 | 2015-05-22 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-07-29 | 2015-05-22 |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-29 | 2015-05-22 | Rep | Advising on securities | 2015-03-12 | 2015-05-22 |
| 6 | Venture Smart Asia Limited | Rep | Advising on securities | 2020-03-12 | 2023-12-11 | Rep | Asset management | 2020-03-12 | 2023-12-11 | Rep | Dealing in securities | 2020-03-12 | 2023-12-11 |
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