Yick, Ho Chuen 易浩泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2020-01-02 | 2020-07-03 | Rep | Advising on securities | 2020-02-07 | Rep | Asset management | 2020-02-07 | RO | Dealing in securities | 2020-07-03 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-12-08 | 2015-04-14 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-12-08 | 2015-04-14 | Rep | Leveraged foreign exchange trading | 2012-03-23 | 2015-04-14 |
| 4 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2015-05-04 | 2016-09-18 |
| 5 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-05-04 | 2016-09-18 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-05-04 | 2016-09-18 |
| 7 | Yunfeng Financial Markets Limited | RO | Dealing in securities | 2016-11-22 | 2019-11-04 |
| 8 | Yunfeng Securities Limited | RO | Dealing in securities | 2016-11-22 | 2019-11-04 |
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