Deats, Warren Edmund
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-11-25 | 2015-08-06 | Rep | Dealing in securities | 2014-11-25 | 2015-08-06 | RO | Dealing in futures contracts | 2015-08-06 | 2016-07-29 | RO | Dealing in securities | 2015-08-06 | 2016-07-29 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-10-29 | 2012-02-25 | Rep | Advising on futures contracts | 2011-06-22 | 2012-02-25 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-29 | 2012-02-25 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-10-29 | 2012-02-25 | Rep | Advising on futures contracts | 2011-06-22 | 2012-02-25 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-06-01 | 2014-09-06 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-06-01 | 2014-09-06 | Rep | Dealing in securities | 2012-06-01 | 2014-09-06 |
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