Chan, Shu Kai (SFC:AAJ626) 陳樹基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-16 | 2017-03-31 |
| 2 | China-Hong Kong Link Securities Company Limited | RO | Dealing in securities | 2016-08-09 | 2017-03-31 |
| 3 | GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED | RO | Advising on futures contracts | 2008-12-02 | 2010-06-01 | Rep | Asset management | 2008-12-02 | 2012-08-30 | RO | Asset management | 2012-08-30 | 2013-04-01 |
| 4 | Imperium International Asset Management Limited | Rep | Asset management | 2008-12-02 | 2012-08-30 | RO | Advising on futures contracts | 2008-12-02 | 2013-11-22 | RO | Asset management | 2012-08-30 | 2013-11-22 |
| 5 | KINGDOM INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2008-12-02 | 2009-07-07 | RO | Advising on futures contracts | 2008-12-02 | 2012-12-01 | RO | Asset management | 2009-07-07 | 2012-12-01 |
| 6 | LIONHEART LIMITED | RO | Advising on securities | 2018-06-27 | 2019-06-15 | RO | Asset management | 2018-06-27 | 2019-06-15 |
| 7 | MAINLAND ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-05-14 | 2020-06-15 | RO | Asset management | 2020-05-14 | 2020-06-15 |
| 8 | MAINLAND SECURITIES LIMITED | RO | Dealing in securities | 2020-05-14 | 2021-01-21 |
| 9 | MEGABASE FUTURES CO. LIMITED | Rep | Advising on futures contracts | 2003-09-04 | Rep | Asset management | 2003-09-04 | Rep | Dealing in futures contracts | 2003-09-05 |
| 10 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-08-06 | 2007-10-09 |
| 11 | SDHG International Asset Management Limited | Rep | Asset management | 2008-12-02 | 2009-07-07 | RO | Advising on futures contracts | 2008-12-02 | 2015-09-05 | RO | Asset management | 2009-07-07 | 2015-09-05 |
| 12 | Universal Unite Wealth Management Limited | RO | Advising on securities | 2021-03-17 | 2023-06-30 | RO | Asset management | 2021-03-17 | 2023-06-30 |
| 13 | Well Link International Securities Limited | Rep | Dealing in futures contracts | 2003-09-05 | 2007-08-04 | Rep | Dealing in futures contracts | 2007-10-15 | 2008-01-31 |
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