Yeung, Wai Kee 楊偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORMAX ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-06-12 | 2019-07-23 |
| 2 | Hang Tai Asset Management Limited | Rep | Advising on securities | 2023-03-03 | 2023-05-11 | Rep | Asset management | 2023-03-03 | 2023-05-11 | RO | Advising on securities | 2023-05-11 | 2023-11-30 | RO | Asset management | 2023-05-11 | 2023-11-30 | RO | Advising on futures contracts | 2023-10-05 | 2023-11-30 |
| 3 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2007-08-16 | 2016-09-01 | Rep | Asset management | 2007-08-16 | 2019-06-03 | Rep | Dealing in futures contracts | 2007-08-16 | 2019-06-03 | Rep | Leveraged foreign exchange trading | 2009-08-20 | 2019-06-03 | RO | Dealing in securities | 2016-09-01 | 2019-06-03 |
| 4 | YUDE CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2020-04-27 | 2023-02-28 | RO | Asset management | 2020-04-27 | 2023-02-28 |
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