Cao, Jiyun 曹集云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Barn Asset Management Limited | RO | Asset management | 2020-06-02 | 2023-07-24 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2011-07-04 | 2014-05-24 |
| 3 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2011-07-04 | 2012-01-30 |
| 4 | MARSHALL WACE ASIA LIMITED | Rep | Asset management | 2015-10-26 | 2019-06-25 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2014-06-23 | 2015-10-03 |
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