Yuen, Siu Lok 元兆洛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-04-21 | 2014-08-30 |
| 2 | GLOBAL MASTERMIND SECURITIES LIMITED | Rep | Dealing in securities | 2020-02-17 | Rep | Advising on securities | 2020-03-30 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-18 | 2008-04-14 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-09-17 | 2020-01-14 |
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