Wang, Yuxuan (SFC:AVS196) 王宇軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Asset management | 2020-05-13 | 2022-04-15 | Rep | Advising on securities | 2020-05-29 | 2022-04-15 |
| 2 | Avenue Family Office Limited | Rep | Advising on securities | 2020-06-16 | 2022-04-15 | Rep | Asset management | 2020-06-16 | 2022-04-15 | Rep | Dealing in securities | 2020-06-16 | 2022-04-15 |
| 3 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-12-16 | 2013-11-22 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-12-16 | 2013-11-22 |
| 5 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2013-11-22 | 2016-12-14 |
| 6 | FountainCap Research & Investment (Hong Kong) Co., Limited | Rep | Asset management | 2018-10-02 | 2020-04-29 |
| 7 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-13 | 2010-12-01 |
| 8 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-13 | 2010-12-01 |
| 9 | Splentide Capital Limited | Rep | Advising on securities | 2022-07-29 | 2024-01-03 | Rep | Asset management | 2022-07-29 | 2024-01-03 | Rep | Dealing in securities | 2022-07-29 | 2024-01-03 |
| 10 | Zircon Securities (HK) Limited | RO | Asset management | 2024-03-26 | Rep | Advising on securities | 2025-05-28 |
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