Lau, Hoi Lam 劉凱琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-10-26 | 2014-02-10 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-06-17 | 2014-02-10 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-09-04 | 2010-02-22 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2010-05-31 | 2010-07-13 |
| 5 | Emperor Wealth Management Limited | Rep | Advising on securities | 2010-05-31 | 2010-07-13 |
| 6 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-05-30 | 2007-08-08 |
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