Li, Xuming (SFC:BFX730) 李迅明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-12-12 | 2018-04-05 |
| 2 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-07-31 | 2017-09-22 |
| 3 | Roofer Asset Management Limited | Rep | Asset management | 2023-06-14 | |
| 4 | ROOFER SECURITIES LIMITED | Rep | Advising on securities | 2023-06-14 | Rep | Dealing in securities | 2023-06-14 |
| 5 | Zhong Shan Asset Management Limited | Rep | Advising on securities | 2021-12-08 | 2023-06-05 | Rep | Asset management | 2021-12-08 | 2023-06-05 |
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