Rao, Chao 饒超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALL VIEW MANAGEMENT LIMITED | Rep | Advising on securities | 2017-05-24 | 2018-02-13 | Rep | Asset management | 2017-05-24 | 2018-02-13 |
| 2 | Bright Fund Management Limited | Rep | Advising on securities | 2018-04-12 | 2018-07-20 | Rep | Asset management | 2018-04-12 | 2018-07-20 | Rep | Dealing in securities | 2018-04-17 | 2018-07-20 | RO | Advising on securities | 2018-07-20 | 2019-09-15 | RO | Asset management | 2018-07-20 | 2019-09-15 | RO | Dealing in securities | 2018-07-20 | 2019-09-15 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-04-12 | 2018-07-20 | Rep | Asset management | 2018-04-12 | 2018-07-20 | Rep | Dealing in securities | 2018-04-17 | 2018-07-20 | RO | Advising on securities | 2018-07-20 | 2019-09-15 | RO | Asset management | 2018-07-20 | 2019-09-15 | RO | Dealing in securities | 2018-07-20 | 2019-09-15 |
| 4 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-12 | 2018-07-20 | Rep | Asset management | 2018-04-12 | 2018-07-20 | Rep | Dealing in securities | 2018-04-17 | 2018-07-20 | RO | Advising on securities | 2018-07-20 | 2019-09-15 | RO | Asset management | 2018-07-20 | 2019-09-15 | RO | Dealing in securities | 2018-07-20 | 2019-09-15 |
| 5 | JT CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2015-07-08 | 2016-02-01 |
| 6 | PIONEER ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-01-09 | 2024-05-01 | RO | Asset management | 2023-01-09 | 2024-05-01 |
| 7 | SDHG International Asset Management Limited | Rep | Advising on securities | 2019-12-02 | 2020-01-31 | Rep | Asset management | 2019-12-02 | 2020-01-31 | RO | Advising on securities | 2020-01-31 | 2020-06-06 | RO | Asset management | 2020-01-31 | 2020-06-06 |
| 8 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-06-29 | 2020-07-23 | RO | Asset management | 2020-07-23 | 2021-08-23 | RO | Advising on securities | 2020-10-05 | 2021-08-23 |
| 9 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2020-06-29 | 2020-07-23 | RO | Advising on securities | 2020-07-23 | 2021-08-23 | RO | Dealing in securities | 2020-07-23 | 2021-08-23 |
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