Luo, Sha 雒莎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2021-02-22 | 2022-06-29 |
| 2 | CITIC CLSA Capital Partners HK Limited | Rep | Advising on corporate finance | 2018-09-04 | 2019-05-10 | Rep | Advising on securities | 2018-09-04 | 2019-05-10 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2018-09-04 | 2019-05-10 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-09-08 | |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-09-08 | |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2020-10-06 | 2020-12-26 | Rep | Advising on securities | 2020-10-06 | 2020-12-26 | Rep | Dealing in securities | 2020-10-06 | 2020-12-26 |
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