Xu, Tiantian (SFC:BJR785) 徐天添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DL Digital Family Office (HK) Limited | RO | Advising on securities | 2021-12-13 | 2024-03-01 | RO | Asset management | 2021-12-13 | 2024-03-01 |
| 2 | DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2020-11-19 | 2021-01-11 | Rep | Dealing in securities | 2021-01-05 | 2022-07-04 | RO | Advising on securities | 2021-01-11 | 2024-03-01 | RO | Dealing in securities | 2022-07-04 | 2024-03-01 |
| 3 | Huarui Securities Limited | RO | Advising on securities | 2024-12-13 | RO | Asset management | 2024-12-13 | RO | Dealing in securities | 2024-12-13 |
| 4 | Lifan International Asset Management Limited | RO | Advising on securities | 2019-06-03 | 2020-09-26 | RO | Asset management | 2019-06-03 | 2020-09-26 |
| 5 | QMIS Asset Management Limited | Rep | Advising on securities | 2018-08-30 | 2018-09-21 | Rep | Asset management | 2018-08-30 | 2018-09-21 | RO | Advising on securities | 2018-09-21 | 2019-04-30 | RO | Asset management | 2018-09-21 | 2019-04-30 |
| 6 | QMIS Securities Limited | Rep | Dealing in securities | 2018-10-29 | 2019-04-30 |
| 7 | Silver Leaf Asset Management Limited | RO | Advising on securities | 2018-03-21 | 2018-07-31 | RO | Asset management | 2018-03-21 | 2018-07-31 |
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