Jin, Yuanjie 金元杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Boman Capital (Hong Kong) Limited | Rep | Advising on securities | 2018-03-08 | 2018-04-17 | Rep | Asset management | 2018-03-08 | 2018-04-17 | RO | Advising on securities | 2018-04-17 | 2019-02-28 | RO | Asset management | 2018-04-17 | 2019-02-28 |
| 2 | First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2019-12-03 | 2020-08-11 | Rep | Asset management | 2019-12-03 | 2020-08-11 | RO | Advising on securities | 2020-08-11 | 2021-02-10 | RO | Asset management | 2020-08-11 | 2021-02-10 |
| 3 | First Prosperous Capital Company Limited | Rep | Dealing in securities | 2019-09-10 | 2019-09-23 | RO | Dealing in securities | 2019-09-23 | 2021-02-10 | Rep | Advising on corporate finance | 2019-12-03 | 2021-02-10 |
| 4 | Gulf Line Capital Advisors Limited | Rep | Advising on securities | 2021-04-15 | 2021-06-29 | Rep | Asset management | 2021-04-15 | 2021-06-29 | RO | Advising on securities | 2021-06-29 | RO | Asset management | 2021-06-29 |
| 5 | Harvest Global Capital Investments Limited | Rep | Dealing in securities | 2017-08-31 | 2017-09-19 |
| 6 | WAN LUNG SECURITIES LIMITED | RO | Advising on securities | 2019-03-04 | 2019-09-06 | RO | Asset management | 2019-03-04 | 2019-09-06 | RO | Dealing in securities | 2019-03-04 | 2019-09-06 |
| 7 | Yunfeng Asset Management Limited | Rep | Asset management | 2017-10-16 | 2018-01-25 |
| 8 | Yunfeng Financial Markets Limited | Rep | Asset management | 2017-10-16 | 2018-01-25 | Rep | Dealing in securities | 2017-10-16 | 2018-01-25 | Rep | Advising on securities | 2017-12-15 | 2018-01-25 |
| 9 | Yunfeng Securities Limited | Rep | Dealing in securities | 2017-10-16 | 2018-01-25 | Rep | Advising on securities | 2017-12-15 | 2018-01-25 |
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