Lee, Tak Choi 李德財
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | 2011-07-07 | Rep | Dealing in securities | 2011-01-27 | 2011-07-07 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-04 | 2008-08-01 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-10-16 | 2008-08-01 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-10-16 | 2011-01-15 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-10-16 | 2011-01-15 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-18 | 2007-10-01 |
| 7 | WM (HK) Limited | Rep | Advising on securities | 2006-03-03 | 2007-02-01 |
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