Neilson, Philip James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | RO | Advising on securities | 2006-03-15 | |
| 2 | St. James's Place (Hong Kong) Limited | RO | Advising on securities | 2006-11-02 | 2009-04-17 |
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