Chung, Ka Ki (SFC:ABV204) 鍾家祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-03 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2018-07-12 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-03 | 2018-07-12 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-03 | 2016-06-30 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2010-09-01 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-07-22 | Rep | Advising on securities | 2004-07-22 | Rep | Asset management | 2004-07-22 | Rep | Dealing in securities | 2010-09-01 |
| 6 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2010-09-01 |
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